-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UfrRWXM3dR0FzlBh+oUWiMqQHrj5cw6Q5dSVFRgAK8RXoCcQwsb5sf8Z69pPsfM0 0yK9g40LBosjkhtnk7gtag== 0000905148-10-002368.txt : 20101216 0000905148-10-002368.hdr.sgml : 20101216 20101216172211 ACCESSION NUMBER: 0000905148-10-002368 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20101216 DATE AS OF CHANGE: 20101216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GREEN MOUNTAIN COFFEE ROASTERS INC CENTRAL INDEX KEY: 0000909954 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 030339228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0929 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-58801 FILM NUMBER: 101257667 BUSINESS ADDRESS: STREET 1: 33 COFFEE LANE CITY: WATERBURY STATE: VT ZIP: 05676 BUSINESS PHONE: 8022445621 MAIL ADDRESS: STREET 1: 33 COFFEE LANE CITY: WATERBURY STATE: VT ZIP: 05676 FORMER COMPANY: FORMER CONFORMED NAME: GREEN MOUNTAIN COFFEE INC DATE OF NAME CHANGE: 19930729 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JAT CAPITAL MANAGEMENT, L.P. CENTRAL INDEX KEY: 0001426728 IRS NUMBER: 260550382 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: SUITE 4110 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-720-3131 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: SUITE 4110 CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 efc10-823_fmsc13g.htm efc10-823_fmsc13g.htm
 
 CUSIP No.:   393122106      Page 1 of 8 Pages
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
     
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
(Amendment No.   )*
 
­­­­­­­­ GREEN MOUNTAIN COFFEE ROASTERS, INC.
(Name of Issuer)
 
                  Common stock, par value $0.10 per share                 
(Title of Class of Securities)
 
393122106
(CUSIP Number)
 
      December 6, 2010     
(Date of Event which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
[    ]           Rule 13d-1(b)
 
[ X ]           Rule 13d-1(c)
 
[    ]           Rule 13d-1(d)
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

Continued on following pages
Page 1 of 8 Pages

 
 

 
 
 
 CUSIP No.:   393122106      Page 2 of 8 Pages
 
 
     
 
1. 
 
 
Names of Reporting Persons.
 
I.R.S. Identification Nos. of above persons (entities only).
 
JAT CAPITAL MANAGEMENT, L.P.
 
2. 
 
 
Check the Appropriate Box if a Member of a Group
(a) [  ]
 
(b) [  ]
 
3. 
 
 
SEC Use Only
 
4. 
 
 
Citizenship or Place of Organization
 
Delaware
 
 
Number of
Shares
Beneficially
Owned by Each
Reporting
Person With
 
5. 
 
 
Sole Voting Power                                  None
 
6. 
 
 
Shared Voting Power                             6,602,008
 
7. 
 
 
Sole Dispositive Power                          None
 
8. 
 
 
Shared Dispositive Power                     6,602,008
9. 
 
Aggregate Amount Beneficially Owned by Each Reporting Person
 
6,602,008
 
10. 
 
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
[  ]
 
 
11. 
 
 
Percent of Class Represented by Amount in Row (9)
 
 5.0%
 
 
12. 
 
 
Type of Reporting Person:
 
PN
 
 
 
 
 
 

 
 
 
 CUSIP No.:   393122106      Page 3 of 8 Pages
 
 
     
 
1. 
 
 
Names of Reporting Persons.
 
I.R.S. Identification Nos. of above persons (entities only).
 
JOHN THALER
 
2. 
 
 
Check the Appropriate Box if a Member of a Group
(a) [  ]
 
(b) [  ]
 
3. 
 
 
SEC Use Only
 
4. 
 
 
Citizenship or Place of Organization
 
United States of America
 
 
Number of
Shares
Beneficially
Owned by Each
Reporting
Person With
 
5. 
 
 
Sole Voting Power                                  None
 
6. 
 
 
Shared Voting Power                             6,602,008
 
7. 
 
 
Sole Dispositive Power                          None
 
8. 
 
 
Shared Dispositive Power                     6,602,008
9. 
 
Aggregate Amount Beneficially Owned by Each Reporting Person
 
6,602,008
 
10. 
 
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
[  ]
 
 
11. 
 
 
Percent of Class Represented by Amount in Row (9)
 
5.0%
 
 
12. 
 
 
Type of Reporting Person:
 
IN
 
 
 
 
 
 
 
 

 
 

 
 
 CUSIP No.:   393122106      Page 4 of 8 Pages
 
 
 
 
Item 1(a).
Name of Issuer:
   
 
Green Mountain Coffee Roasters, Inc. (the “Issuer”)
   
Item 1(b).
Address of Issuer’s Principal Executive Offices:
   
 
33 Coffee Lane, Waterbury, Vermont 05676
   
Item 2(a).
Name of Person Filing:
 
 
This Statement is filed on behalf of each of the following persons (collectively, the “Reporting Persons”):
   
 
i)   JAT Capital Management, L.P. (“Capital Management”); and
   
  ii)  John Thaler (“Mr. Thaler”).
   
  This Statement relates to Shares (as defined herein) held for the account of JAT Capital Master Fund, Ltd. (the “Master Fund”).
 
Capital Management serves as the investment manager to the Master Fund.  Mr. Thaler serves as the managing member of Capital Management and the portfolio manager of the Master Fund.  In such capacities, Capital Management and Mr. Thaler may be deemed to have voting and dispositive power over the Shares held for the Master Fund.
 
Item 2(b). Address of Principal Business Office or, If None, Residence:
   
  The address of the principal business office of each of Capital Management and Mr. Thaler is 601 Lexington Avenue, 51st Floor, New York, NY  10022. 
   
Item 2(c). Citizenship:
   
  i)   Capital Management is a Delaware limited partnership;
   
  ii)  Mr. Thaler is a citizen of the United States of America.
   
 Item 2(d).   Title of Class of Securities:
   
  Common Stock, par value $0.10 per share (the “Shares”).
   
 Item 2(e).   CUSIP Number:
   
  393122106
   
 Item 3.
If This Statement is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), 
Check Whether the Person Filing is a:
   
 
This Item 3 is not applicable.
   
   
   
 
 
 
 

 
 
 
 CUSIP No.:   393122106      Page 5 of 8 Pages
 
 
 
Item 4.  Ownership:
   
Item 4(a)  Amount Beneficially Owned:
 
As of December 16, 2010, each of Capital Management and Mr. Thaler may be deemed to be the beneficial owner of 6,602,008 Shares.  This amount consists of 4,102,008 Shares held for the account of the Master Fund and 2,500,000 Shares which the Reporting Persons are entitled to receive upon exercise of options held for the account of the Master Fund.
 
Item 4(b)  Percent of Class:
 
The number of Shares, including Shares obtainable upon exercise of options, of which each of Capital Management and Mr. Thaler may be deemed to be the beneficial owner, constitutes approximately 5.0% of the total number of Shares outstanding (based upon information provided by the Issuer in its most-recently filed quarterly report on Form 10-Q filed on August 5, 2010, reflecting 131,946,327 Shares outstanding as of August 2, 2010).
 
Item 4(c) Number of Shares of which such person has:
            
Capital Management and Mr. Thaler:
 
 
(i)      Sole power to vote or direct the vote:
0
 
(ii)     Shared power to vote or direct the vote:
6,602,008
 
(iii)    Sole power to dispose or direct the disposition of:
0
 
(iv)    Shared power to dispose or direct the disposition of:
6,602,008
 
 
Item 5.  Ownership of Five Percent or Less of a Class:
   
  This Item 5 is not applicable.
   
Item 6.   Ownership of More than Five Percent on Behalf of Another Person:
   
   This Item 6 is not applicable.
   
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
   
  This Item 7 is not applicable 
   
Item 8.  Identification and Classification of Members of the Group:
   
  This Item 8 is not applicable.
   
Item 9.  Notice of Dissolution of Group:
   
  This Item 9 is not applicable.
   
Item 10.  Certification:
 
 
 
 
 

 
 
 CUSIP No.:   393122106      Page 6 of 8 Pages
 
 
 By signing below each of the Reporting Persons certifies that, to the best of such Reporting Person’s knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities, and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
 
 
 
 

 
 

 
 
 CUSIP No.:   393122106      Page 7 of 8 Pages
 
 
 
 
SIGNATURE
 
After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

   
JAT CAPITAL MANAGEMENT, L.P.
     
   
By:  /s/ John Thaler                               
   
Name:  John Thaler
   
Title:    Managing Member
     
   
/s/ John Thaler                                     
John Thaler
 
December 16, 2010
 

Attention: Intentional misstatements or omissions of fact constitute federal violations (see 18 U.S.C. 1001).
 
 
 
 
 
 
 
 
 
 

 
 

 
 CUSIP No.:   393122106      Page 8 of 8 Pages
 
 
 
 
EXHIBIT A

JOINT FILING AGREEMENT
 
The undersigned agree that the statement on Schedule 13G with respect to the Common Stock of Green Mountain Coffee Roasters, Inc., dated as of December 16, 2010, is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.

 
   
JAT CAPITAL MANAGEMENT, L.P.
     
   
By:  /s/ John Thaler                               
   
Name:  John Thaler
   
Title:    Managing Member
     
   
/s/ John Thaler                                      
John Thaler
 
December 16, 2010
 

 
 
 
 

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